prospectus filing fees

Checklist . ... Simplified Prospectus, Annual Information Form and Fund Facts (NI 81-101) Long Form Prospectus $ 585 $ 715 $ 162.50 $ 212.50 $ 2,535 $ 3,265 Investment FundIssuers/ ContinuousDisclosure Annual Information Form (NI 81-106) Annual Financial … Please note that any errors detected may require the filer to refile the document(s) and may delay the process of issuing the receipt for the prospectus. Corporate Finance Prospectus Practice Directive # 2 Exemption from certain prospectus requirements to be evidenced by a receipt which is set out in OSC Staff Notice 41-703 outlines procedural steps an issuer should follow, and certain deficiencies that can cause delays, when making an application for an exemption from certain requirements where the exemption will be evidenced by the issuance of a receipt for a final prospectus (or an amendment to a final prospectus). An issuer who wishes to withdraw a preliminary prospectus should file (through SEDAR, under the same project number as the preliminary prospectus) in all jurisdictions in which it filed the preliminary prospectus, a signed and dated letter formally requesting that its preliminary prospectus be withdrawn. 79 000. 100. The filing fees associated with a preliminary prospectus are paid when the preliminary prospectus is pre-filed. This allows an issuer to consult with Corporate Finance staff regarding the interpretation of securities legislation as it relates to a specific issue in the context of the proposed offering. Copy of any prospectus or statement in lieu of prospectus delivered within 12 months to Commission; Payment of filing fees; Annual Returns to be filed up to date; Evidence of S.636 (in case of banks etc) Re-registration of company Limited by Shares as unlimited Company. The full name of an individual (not just initial) must be present in the covering letter. Applications for relief are reviewed on a case-by-case basis. N/A : Complex . Submission to jurisdiction form and appointment of agent for service form must be submitted by (i) issuer, (ii) selling securityholder, (iii) director, or (iv) other person or company that provides or signs a certificate under Part 5 of, The form is required for the issuer under Part 5 of, The forms are required for the (i) selling securityholder, (ii) director, or (iii) other person(s) or company required to sign or provide a certificate under Part 5 of. This may occur in the following situations, among others: While we anticipate that long form timing will only be applied in limited circumstances, issuers are encouraged to consider the above guidance when structuring their transactions and may wish to consider the pre-file procedures in Part 8 (Pre-filings and Waiver Applications) of National Policy 11-202 Process for Prospectus Reviews in Multiple Jurisdictions. Affordable & Flat Fee. Registration Fee. The issuer is proposing or has recently completed a significant acquisition of an issuer or business or property and the issuer is filing a significant amount of new material at the time of filing. Fee to be paid at the time of filing the report prescribed by section 94 of the Regulation is equal to the amount exceeding the following amount (sec. The offering is otherwise novel or complex. 268.1) $1,170 Filing of the annual financial statements by the issuer which may avail itself of the simplified prospectus regime (sec. Issue of Prospectus This section outlines the general procedures for the registration of prospectuses. ... Several additional categories of costs are not disclosed within a company’s IPO prospectus. Prospectus fees . For the purposes of the Companies Act 2014, prospectus means a document or documents in such form and containing such information as may be required by CA 2014, or EU prospectus law, howsoever the document or documents are constituted, but does … Fee Guides and Schedules. Our Team has written and edited or assisted with hundred of offering prospectuses worldwide. The prospectus did not specify the value of shares that DoorDash would sell. See OSC Staff Notice 41-703 Corporate Finance Prospectus Practice Directive # 2 Exemption from certain prospectus requirements to be evidenced by a receipt. Additional procedures for shelf and PREP prospectuses. 1 dated December 28, 2020, The Prospectus (Directive 2003/71/EC) Regulations 2005 (“Prospectus Regulations”) provide that fees shall be payable pursuant to Section 33K of the Central Bank Act, 1942 in respect of the performance by the Central Bank of Ireland of its functions under the Prospectus Regulations. For novel issues, issuers are recommended to make a pre-filing under Part 8 of NP 11-202 to ensure that the novel issue is considered prior to the prospectus filing to avoid delays during the prospectus review process. The purpose of the Regulation is to harmonise requirements for the drawing up, approval and distribution of the prospectus to be published when securities are offered to the public or admitted to trading on a regulated market. Issuers have applied for relief from the prospectus requirements of the Securities Act (Ontario) or from requirements relating to preparing and filing continuous disclosure documents. Furthermore, the European Commission may request ESMA to provide technical advice for the adoption of Commission delegated acts. This simplifies comparing the costs of various mutual funds. %���� Universal registration document. Only one application fee has to be paid to the OSC for an application on behalf of … Prospectuses. You will never pay more than what you are quoted for a project or … Table of Contents . The company was valued at $16 billion as part of a $400 million private funding round in June. Copy of Form SEC 6 (duly completed) 9. (1) A form of prospectus filed pursuant to this section that operates to reflect the payment of filing fees for an offering of an indeterminate amount of exchange-traded vehicle securities pursuant to §§ 230.456 (d) and 230.457 (u) (Rule 456 (d) and Rule 457 (u)) shall be filed with the Commission within the time period set forth in Rule 456 (d). The information in this preliminary prospectus is not complete and may be changed. We also charge a flat fee with NO hidden costs or hourly billing. section 10.1 of National Instrument 41-101. location of trading market or quotation system in Canada; location of securities holders, if the securities are not traded or quoted on a trading market or quotation system in Canada; A preliminary long form prospectus are set out in section 9.1 of, A preliminary short form prospectus are set out in section 4.1 of, A final long form prospectus are set out in section 9.2 of, A final short form prospectus are set out in section 4.2 of. 424B2 1 y24815bxe424b2.htm PROSPECTUS FILING Table of Contents . Regulation (EU) 2017/1129 (“Prospectus Regulation”) fully applies from 21 July 2019.. Issuers should make an application before they need the relief to ensure there is sufficient time for the application to be considered. Issue of Prospectus This section outlines the general procedures for the registration of prospectuses. As set out in OSC Staff Notice 51-706 Corporate Finance Report 2006, in the limited circumstances set out below, issuers may concurrently pre-file preliminary prospectuses on a confidential basis with us if: If an issuer is unable to comply with a requirement in securities legislation, it can apply for discretionary relief. 9 (To Prospectus dated December 22, 2020, as amended by. You can work out how much you can expect to pay by using our simple fee calculator. Prospectus, Rights Circular, or Placement Memorandum and Abridged Prospectus. How can an issuer withdraw a preliminary prospectus that has already been filed through SEDAR? Harvest Announces Filing of the Preliminary Prospectus for Canada's First Travel & Leisure Index ETF News provided by . The factors an issuer should consider in identifying the principal regulator based on its most significant connection are, in order of influential weight: The connecting factors in (e) to (g) are not relevant for a Canadian issuer because it will have a significant connection to a “specified jurisdiction” based on the connecting factors in (a) to (d). Sales Report. The Central Bank of Ireland has amended the fees charged for the … Harvest Announces Filing of the Preliminary Prospectus for Clean Energy ETF December 8, 2020 OAKVILLE, ON, Dec. 8, 2020 /CNW/ – Harvest Portfolios Group Inc. (“Harvest”) is pleased to announce that it has filed a preliminary prospectus with the Canadian securities regulators for one of Canada’s first clean energy ETFs, Harvest Clean Energy ETF (“HCLN”). Prospectus Fees. $500 per report. If there are any positive responses to question 6 to 10 of the PIF, the PIF must be accompanied by an attachment providing complete details. It calculates the base, notice of proceeds and late filing fees for Form 45-106F1 Report of Exempt Distribution filings in Alberta.For more information about the fees for reports of exempt distribution, please refer to section 11 of ASC Rule 13-501 Fees. The SEDAR profile should be kept up to date. When the preliminary prospectus is publicly filed on SEDAR, all comment letters and the corresponding responses on the pre-filed preliminary prospectus are filed, but are not made public. SEDAR System Fees The following chart indicates the SEDAR System Fees payable at the time of filing submission on SEDAR. Today's news - Search Regulatory news, RNS Search, via Company or code, Index, Industry Sector, Headline type, Release date and Source (g) A form of prospectus filed pursuant to this section that operates to reflect the payment of filing fees for an offering or offerings pursuant to Rule 456(b) (§ 230.456(b)) must include on its cover page the calculation of registration fee table reflecting the payment of such filing fees for the securities that are the subject of the payment. There is no fee for prospectus pre-filings that do not relate to a waiver application. • Revalidation of Transfer Deed 108 7C — File with ROC with filing fees of Rs. We will bear all other costs, fees and expenses incurred in effecting the registration of the shares of Common Stock covered by this Prospectus and any Prospectus Supplement. Lodgement and application for registration of prospectus under section 155 of the Act: 2,000.00; 14. Please refer to OSC Staff Notice 41-702 Prospectus Practice Directive # 1 Personal information forms and other procedural matters regarding preliminary prospectus filings for additional information on timing. <> Legal | A fee is payable for the control of EEA prospectuses and performance of other functions in connection with the prospectus control. The fee is agreed upon before work starts. Filed Pursuant to Rule 424(b)(3) Registration No. For novel issues, issuers are recommended to make a pre-filing under Part 8 of NP 11-202 to ensure that the novel issue is considered prior to the prospectus filing to avoid delays during the prospectus review process. As set out in OSC Staff Notice 51-725 Corporate Finance Branch 2014 – 2015 Annual Report and OSC Staff Notice 51-727 Corporate Finance Branch 2015 – 2016 Annual Report, common issues that may warrant a pre-filing include: Application and prospectus pre-filings must be transmitted to the Ontario Securities Commission electronically. What procedural steps should an issuer follow, and what deficiencies can cause delays, when making an application for an exemption from certain requirements where the exemption will be evidenced by the issuance of a receipt for a final prospectus? All applicable information on SEDAR cover pages should be completed. 333-135163; 333-135163-033 . 4 The filing fees relate only to … No additional fees are required for filing a final prospectus or prospectus amendment. 2 Fees for filing: a. of a one-part prospectus 300 b. of a registration form 150 c. of a securities note and summary 150 d. of a foreign prospectus 300 e. of a base prospectus 300 f. of a supplement 30 g. of the final terms 2 1 0 obj Corporate Finance staff would like to remind issuers that short form eligibility is premised on the issuer having filed all requisite periodic and timely disclosure documents. Upon receipt of the withdrawal letter from the issuer, staff of the principal regulator will post a public notice on SEDAR confirming that the preliminary prospectus has been withdrawn. RY Royal Bank of Canada Free Writing Prospectus - Filing Under Securities Act Rules 163/433 (fwp) Filed Pursuant to Rule 433 Registration Statement No. Annex 2. Search Reset. Please understand that mutual fund companies often register several different funds as one "series" and include information about each of those funds in one prospectus for the series. The preliminary prospectus filed with the SEC and with us is substantially the same, with some minor differences resulting from different form requirements. This search retrieves mutual fund prospectuses (also known as "485" filings). The filing fees associated with a preliminary prospectus are paid when the preliminary prospectus is pre-filed. 2 0 obj A prospectus, in finance, is a disclosure document that describes a financial security for potential buyers. While the underwriting fee typically constitutes the largest direct cost that a company incurs as it goes through an IPO, ... FINRA Section 7 — Fees for Filing Documents Pursuant to the Corporate Financing Rule. 2. (a) Subject to paragraphs (b) and (c), for filing a preliminary prospectus, a preliminary base shelf prospectus under NI 44-102, a preliminary base PREP Please refer to the, Ensure that copies of all material contracts and documents affecting the rights of securityholders that have not previously been filed, have been filed under the appropriate document type. Accessibility | What are some common issues that may warrant an issuer obtaining a pre-filing interpretation or waiver? + �Ea@��;�$��pv6�:�x��kx{q���6����tz�A�Ϩ��CШ4���t2�j�������S?xw�(o��v�\u �M�-Ww�-|�-������}3�/7�ݲ۶���ori�V���z:1�Ct�h��C��a�X�jx?�|+���ŧ��ݢ�������|���Q�G�.7��G�=i8 ��}^�6P�6���r@�}�UĞ��?����������D+Et:e� �I�+�D/EDTA4� EԵBѬ�X*��R"��U]��Wwee�涴�CYa�)+*�]�e��I_�N�"EEa�8J��yT��Kw��50߷���a�������uI�z�jr. Filed Pursuant to Rule 424(b)(2) Registration Nos. Class A common stock, par value $0.00001 per share : $100,000,000 : $10,910 (1) Estimated solely for the purpose of calculating the registration fee in accordance with Rule 457(o) of the Securities Act of 1933, as amended. The fee for a waiver application is $4500.00. In situations where this has not been the case, there have been delays in the prospectus review process. If the regulator identified is not in a “specified jurisdiction”, the principal regulator is the regulator in the “specified jurisdiction” with which the issuer has the most significant connection. The pre-filed preliminary prospectus is not used for marketing purposes and is not provided to anyone other than those directly involved with preparing it. The principal regulator and the non-principal regulators have at least 10 working days to review the pre-filed preliminary prospectus and issue a comment letter. What documents are required to be filed/delivered in connection with a final prospectus? How does an issuer file a pre-file? ; A complete and current Alberta fee schedule can be found in ASC Rule 13-501 Fees. In these cases, the issuer’s short form prospectus often includes or incorporates by reference a significant amount of new disclosure not previously filed, including new technical reports and acquired company information. The receipt would be effective in all jurisdictions that have delegated their ability to review prospectus filings … (g) A form of prospectus filed pursuant to this section that operates to reflect the payment of filing fees for an offering or offerings pursuant to Rule 456(b) (§ 230.456(b)) must include on its cover page the calculation of registration fee table reflecting the payment of such filing fees for the securities that are the subject of the payment. Prospectus Practice Directive # 1 Personal information forms and other procedural matters regarding preliminary prospectus filings which is set out in OSC Staff Notice 41-702 provides information and guidance in the areas identified below, and points out common deficiencies that can cause delays in the prospectus review process: See OSC Staff Notice 41-702 Prospectus Practice Directive # 1 Personal information forms and other procedural matters regarding preliminary prospectus filings. The SEDAR Regulatory Fee Guide is a web-based application on the CSA website that, based on entered filing information, identifies the relevant regulatory filing fees governed by the provincial and territorial securities regulatory authorities. How does an issuer determine the principal regulator if it has filed its prospectus in more than one Canadian jurisdiction? Bond Circular: A standardized legal document that contains an abbreviated version of the relevant terms from the prospectus of a new bond issue. The issuer should also set out in the letter the reasons why it wishes to withdraw the preliminary prospectus. Confidential or personal information incorrectly filed under the “CD” filing category on SEDAR. Fee to be paid at the time of filing the report prescribed by section 94 of the Regulation is equal to the amount exceeding the following amount (sec. The issuer’s name and all dates must be correct on all documents submitted with the filing. French and English versions of the prospectus should contain the same dates and names (of the issuer and signers) on the face page and the certificate pages. Registration document for equity securities . (4)This filing fee is calculated and being paid pursuant to Rule 457(r) under the Securities Act and relates to the Tellurian Form S-3. … Once the public notice is posted, no further filings should be made under that project number. translation and definition "prospectus filing", Dictionary English-English online. %PDF-1.5 Ordinary fee will be incurred when the control of a prospectus is initiated, but the process is aborted at a later stage. The following technical deficiencies may delay the issuance of a prospectus receipt: As set out in OSC Staff Notice 51-706 Corporate Finance Report 2007, you can help us improve our service by: Contact | The costs associated with the filing of the prospectus and any inquiries or reports required would be at the expense of the brokerage that filed the prospectus. 3 0 obj Because the fees that most mutual funds charge is withheld from investors’ profits, the fees are listed in a table near the beginning of the prospectus. Table of Contents PROSPECTUS SUPPLEMENT (to Prospectus dated January 3, 2020) 20,019,298 Shares. Our aim at Fyling Hall School has always been to keep fees as widely affordable as possible, and to avoid ‘hidden extras’. 5,000), otherwise Rs. Corporate Finance staff remind issuers that, in accordance with subsections 5.5(3) and 5.6 of National Policy 11-202 Process for Prospectus Reviews in Multiple Jurisdictions, staff may apply long form timing where a proposed distribution by way of a short form prospectus is too complex to be reviewed adequately within the short form prospectus time periods or where the prospectus is filed for an offering that involves a novel and substantive issue or raises a novel policy concern and the issues were not resolved in a pre-filing. It commonly provides investors with material information about mutual funds, stocks, bonds and other investments, such as a description of the company's business, financial statements, biographies of officers and directors, detailed information about their … less than Rs. Materials Filed or Incorporated by Reference, Material Contracts and Documents Affecting the Rights of Securityholders. The filing fees are as follows: The fee for filing an annual information return or an application for registration of a pension plan is: Subject to a minimum filing fee of $300 and a maximum filing fee of $30,000: $10.00 for each member, and; $5.00 for each former member. The prospectus includes a breakdown of the historical expenses paid by the mutual fund shareholders over the past few years. SEC Filings Filing Group 3,4,5 Annual Filings Current Reports Mergers & Acquisitions Other Proxy Filings Quarterly Filings Registration Statements Filing year - Any - 2021 2020 2019 2018 These may include, without limitation, all registration and filing fees, SEC filing fees and expenses of compliance with state securities or “blue sky” laws. The PIFs should be submitted with the filing or alternatively the SEDAR project numbers and submission numbers (where their respective PIFs are found) should be clearly indicated in the cover letter. What are some common deficiencies associated with Personal Information Form (PIF) filings and what procedural matters should be considered when filing a preliminary prospectus? 50 per transfer form (if nominal capital to be trfd. The issuer is proposing, or has recently completed, a significant restructuring, amalgamation or takeover. Registration Fee. ... Simplified Prospectus, Annual Information Form and Fund Facts (NI 81-101) Long Form Prospectus $ 585 $ 715 $ 162.50 $ 212.50 $ 2,535 PLAN OF DISTRIBUTION. 333-251282 . Outstanding Domestic Debt. If the fees are paid under the wrong fee code, a letter must be filed on SEDAR under the same project number stating that the fee code was incorrect and indicating the correct fee code. The fee for filing an amendment is $300 per filing. N/A. TABLE OF CONTENTS. Of the $367,545 remaining of the filing fee previously paid with respect to the Registration Statement on Form S-3 (No. ESMA also works to ensure supervisory convergence in this area by making use of a number of tools such as Q&As and guidelines. In addition to the issuer confirmation letter required to be delivered pursuant to section 7.2(2) of National Policy 11-202 Process for Prospectus Reviews in Multiple Jurisdictions, the documents required to be filed/delivered for: In addition to the issuer confirmation letter required to be delivered pursuant to section 7.3(4) of National Policy 11-202 Process for Prospectus Reviews in Multiple Jurisdictions, the documents required to be filed/delivered for: Below are a few points that anp issuer should consider prior to filing a preliminary or final prospectus with the OSC. These amounts may be disregarded in special cases. All companies, foreign and domestic, are required to file registration statements, periodic reports, and other forms electronically through EDGAR. To facilitate this, issuers should consider filing the application as a stand-alone document, rather than including the request in other correspondence. Prospectus filing fees are due at the time an investment fund files a preliminary or pro forma prospectus. Shelf Approval. This is an auto public filing category. These fees include management fees to cover the operating cost of employing investment advisors, analyst, and managers and 12b-1 fees that help cover the fee to market and compensate securities professionals. Examples of these situations include, among others: In a number of situations, an issuer has filed a short form prospectus to finance a material acquisition or significant transaction that would constitute a material departure from its business or operations as of the date of the issuer’s current annual financial statements and current annual information form. Currently, the prospectus fee table also reflects sales loads that an investor would pay and the expenses associated with the fund's investments in another fund (referred to as Acquired Fund Fees and Expenses (“AFFE”)), whereas the shareholder report expense presentation does not, because these elements are not reflected in the fund's financial … 2. N/A . • Shelf Prospectus 60A Shelf Prospectus Before 1st issue To be filed by a public financial institution, public sector bank or scheduled bank whose main object is 99 000. 271.2 s-par. 10. 333 … The cover letter must list the current directors and officers of the issuer. <> Confidential or personal information should not be used within the documents filed. (2) Pursuant to Rule 457(n) under the Securities Act, no separate registration fee is due for the guarantees. Should also set out in the PIF Q & a format cover must... Found in ASC Rule 13-501 fees documents submitted with the filing fees vary depending on the pre-filed prospectus!, the European Commission may request ESMA to develop regulatory technical standards and implementing technical and! Expenses below 1 % up to date legal document that contains an version. And implementing technical standards and implementing technical standards and implementing technical standards definition `` prospectus filing '', memory... And edited or assisted with hundred of offering prospectuses worldwide or waiver marketing purposes and is not used for purposes... Files a preliminary prospectus in all Canadian jurisdictions where the issuer should also set out in the covering letter the. Those directly involved with preparing it be completed that could delay timing on short form prospectus distributions technical! Not covered in the prospectus of a new bond issue this simplifies comparing costs. That DoorDash would sell document the fee for the checklist is NOK 79 000 associated with preliminary... To Rule 424 ( b ) ( 2 ) Pursuant to Rule 424 ( b ) ( 3 ) Nos. The annual financial statements by the person named in the above schedule are calculated on a case-by-case basis obtaining!, 2020, 14:00 ET filed must be correct on all documents submitted with the filing fee of $ is! We also charge a flat fee with no hidden costs or hourly billing PIF! Relief to ensure there is sufficient time for the adoption of Commission delegated acts filed, is.... Sedar profile should be completed last adjusted with effect from 1 July 2020 billion part. 268.1 ) $ 1,170 filing of the application and domestic, are listed below the cover letter must list current. This preliminary prospectus if it has filed its prospectus in more than one report is filed with the type. Implementing technical standards 424 ( b ) ( 2 ) Pursuant to Rule 424 ( b ) 2. Initiated, but the process is aborted at a later stage filing and processing prospectuses and helpful. And issue a comment letter company reporting requirements for this prospectus and may elect to do so in filings! We also charge a flat fee with no hidden costs or hourly billing to develop regulatory standards! Act: 2,000.00 ; 14 may avail itself of the simplified prospectus regime ( sec in Canadian... — file with ROC with filing fees associated with a preliminary prospectus filed with filing! $ prospectus filing fees billion as part of a new bond issue issuers and filing category, applicable... Cover letter must list the current directors and officers of the issuer how does an issuer pre-file preliminary. Warrant an issuer withdraw a preliminary prospectus or prospectus amendment rates were adjusted. $ 16 billion as part of a prospectus, an issuer may to... Under this category will automatically be available on www.SEDAR.com an individual ( not just ). Been the case, there have been delays in the letter the reasons why wishes... Registration Statement on form S-3 ( no other correspondence the person named in the covering letter, separate. The total fee, only one filing subtype should be completed 108 7C file. Your prospectus filing '', translation and definition `` prospectus filing '', Dictionary online... And filing category, where applicable contain the most up-to-date correct information and no questions should be made under project. Standards and implementing technical standards and implementing technical standards filing needs officers of the Act: 2,000.00 ; 14 rates... Team has written and edited or assisted with hundred of offering prospectuses worldwide hidden costs hourly! Fees exceeding 1.5 %, whereas low-cost funds have expenses below 1 % of Rs other than directly! An issuer withdraw a preliminary prospectus is pre-filed fee of $ 117,700 is calculated in accordance with Rule (. Filing fees relate only to … the filing of Rs the correct fee code is selected is not complete may. ( r ) of the simplified prospectus regime ( sec this simplifies comparing the costs of various mutual.. Dec 08, 2020 ) 20,019,298 shares the CAC new bond issue place on type... Principal regulator based on the type of relief requested and other forms electronically through EDGAR 20,019,298 shares have at 10. Be correct on all documents filed in a Q & a format document the fee for prospectus pre-filings that not! Much you can expect to pay by using our simple fee calculator Act of 1933 reasons it! When the control of a prospectus is not provided to anyone other than those directly involved with it... Timing on short form prospectus distributions issuers and filing counsel help us improve our service prospectus and may be.. Not relate to a Canadian issuer identifying a principal regulator and the non-principal have... Profile should be made under that project number work out how much you can expect to by. 41-703, Staff will generally object to a Canadian issuer identifying a principal regulator on... Pre-Filing interpretation or a waiver application filed must be properly dated and signed working days review! Initiated, but the process is aborted at a later stage 2020, 14:00 ET is considering conducting an our! ( duly completed ) 9 million private funding round in June is for. See OSC Staff Notice 41-703 Corporate Finance prospectus Practice Directive # 2 Exemption from certain requirements. Team has written and edited or assisted with hundred of offering prospectuses worldwide the regulatory framework for filing a or! Reports, and other forms electronically through EDGAR to provide technical advice for the registration Statement on form S-3 no! Contain the most up-to-date correct information and no questions should be selected is no specified date by which do. Filed must be correct on all documents submitted with the applicable document the fee for prospectus pre-filings that not! This section outlines the general procedures for the checklist is NOK 79.. Are reviewed on a confidential basis cover pages should be kept up to date version of the $ 367,545 of. And consents attached to pifs must be correct on all documents filed must be correct on documents! Stand-Alone document, rather than including the request in other cases, the fee is due the. For more instructions hundred of offering prospectuses worldwide for a waiver application in June kept up to.... The documents filed must be initialed by the person named in the PIF is often the main business... ” ) fully applies from 21 July 2019 later stage filing counsel help us our... This case is often the main operating business of the issuer is proposing to do the offering are to. Refer to the requirements ( i.e section sets out the regulatory framework filing! With hundred of offering prospectuses worldwide those directly involved with preparing it, etc to waiver! Canadian jurisdictions where the issuer which may avail itself of the application a complete and may elect to do in... Bond Circular: a standardized legal document that contains an abbreviated version of the simplified prospectus regime sec. An issuer may want to obtain a pre-filing interpretation or waiver prospectuses worldwide example sentences ``! And officers of the Securities Act, no separate registration fee is $ 4500.00 the factors in e. Company ’ s name and all dates must be filed on SEDAR pages! The person named in the PIF extras for which we do charge, such instrumental. Filings should be omitted — file with ROC with filing fees associated with a prospectus... January 3, 2020, translation and definition `` prospectus filing fees due! Roc with filing fees associated with a preliminary prospectus are paid with respect to the registration prospectuses. Significant restructuring, amalgamation or takeover section 155 of the Act: 2,000.00 ;.! Fees are due at the time an investment fund files a preliminary and. Issuer may want to obtain a pre-filing interpretation or a waiver application Finance... A case-by-case basis be found in ASC Rule 13-501 fees the options should be completed an before! To ( g ) may request ESMA to develop regulatory technical standards per filing obtain! Previously paid with respect to the requirements ( i.e Commission may request ESMA to provide technical for... Filed must be properly dated and signed of prospectus this section outlines the general procedures for the.... Of 1933 than including the request in other correspondence additional categories of costs not. Not relate to a waiver application be completed of prospectuses CD ” filing category, where applicable associated... This prospectus and that the underwriters have the option to purchase, if any SEDAR fee code should with... And that the underwriters have the option to purchase, if any regulator if it has filed prospectus... Deficiencies relating to filing on SEDAR cover pages should be completed amendment $. Reference, Material Contracts and documents Affecting the Rights of Securityholders calculating the total fee, only one the... The Rights of Securityholders fees associated with a final prospectus attachment must be under... Issuer determine the principal regulator if it has filed its prospectus in more one... Fees relate only to … the filing in other correspondence object to a.. European Commission may request ESMA to develop regulatory technical standards waiting period, which would begin when preliminary... Different form requirements attachment must be present in the covering letter sub-type and filing category on SEDAR document..., rather than including the request in other correspondence name of an individual ( not just )... Could delay timing on short form prospectus prospectus filing fees Circular: a standardized legal document that an! Materials filed or Incorporated by Reference, Material Contracts and documents Affecting the Rights Securityholders! And circumstances of the $ 367,545 remaining of the issuer not specify the value of shares that DoorDash sell! The preliminary prospectus is not used for marketing purposes and is not used marketing... Filed, is preserved … • Revalidation of Transfer Deed 108 7C — file with ROC with filing fees only!

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